Hsbc Securities Usa Inc Annual Report 2017

® Invites You To Join Its Fourth Quarter 2017 Earnings Conference Call On The Web. The Annual Report and Accounts 2017 contains certain forward-looking statements with respect to HSBC's financial condition, results of operations and business. The nominations and awards HSBC received in 2017 from financial industry publications serve as testament to our products and services. and all areas subject to its jurisdiction, or to United States Persons. 121 North America Holdings Inc. 601 Hawaii Street. & Bermuda: 1 877 522 3752 Outside the U. Toronto, Ontario, Canada except for RBC USA Holdco Corporation which is incorporated under Annual Report 2016 211. October 25, 2017. , which outperformed. , Mizuho Securities USA LLC, Morgan Stanley & Co. Pursuant to the agreement, HSBC will pay $374 million to Freddie Mac and $176 million to. WHITE PLAINS, NY – September 18, 2017 – Bunge Limited (NYSE:BG) today announced that Bunge Limited Finance Corp. Before joining HSBC, he spent 13 years with another Canadian financial institution. 9 under the Commodity Exchange Act. Annual Press, Investor and Analyst Conference. Within ten (10) minutes after the occurence of the event and prior to its release to the public through the news media. com or at the Securities and Exchange Commission website, sec. HSBC Global Asset Management (USA) Inc. 2018 Annual Report on Form 20-F, filed with the US Securities Exchange Commission (SEC) to meet US listing requirements (320 pages) (PDF 8MB) Westpac shareholders may, upon request , receive a hard copy of the Westpac Annual Review and Sustainability Report (a short-form summary report) and the Westpac Annual Report (the complete 304 page. 7 MB) Opens a new window in your browser. Tips from a guy who managed to live in Manhattan on a $40,000 salary and still max out his 401(k) contributions; Dow sinks 602 points as the stock market contends with a fresh. FORM 10-K (Annual Report) Filed 02/23/18 for the Period Ending 12/31/17 Address 3500 DEER CREEK RD PALO ALTO, CA, 94304 Telephone 650-681-5000 CIK 0001318605. Annual Report 2017. Certain statements in this press release including earnings guidance may be deemed to be forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended and Section 21E of the Securities Exchange Act of 1934, as amended. HSBC Holdings PLC - '20-F' for 12/31/17 - 'R69' - Annual Report by a Foreign Private Issuer - Seq. Where Can I Find a Company's Annual Report and Its SEC Filings? in the United States. Legal Information and Disclaimer. Annual Reports Annual Report 2018 For reasons of sustainability, we no longer provide printed versions of our Annual Reports. Corporate Overview. ’s 2017 Annual Report on. , is a New York State based bank holding company registered under the Bank Holding Company Act of 1956, as amended. The nominations and awards HSBC received in 2017 from financial industry publications serve as testament to our products and services. - Form ADV Part 2A Item 2: Material Changes to Our Part 2A of Form ADV Firm Brochure There were are material changes made to the HSBC Securities (USA) Inc. (NASDAQ:EBAY) today announced the pricing of a $2. While both developed and emerging markets economies were. Online report To see our interactive online report, visit our Annual Reports webpage. Our Dutch roots date back almost 200 years. HSBC's presence in what is now the UAE dates back to 1946 when The Imperial Bank of Iran, a forerunner of HSBC Bank Middle East, opened its doors to the merchants and citizens of the Emirates. In July 2002, Arthur Andersen announced that HSBC USA, Inc. NEW YORK--(BUSINESS WIRE)--Jun 17, 2019-- HSBC Bank USA, N. View all HSBC assets, cash, debt, liabilities, shareholder equity and investments. It was renamed "The Hongkong and Shanghai Banking Corporation Limited" in 1989. Where Can I Find a Company's Annual Report and Its SEC Filings? in the United States. Newsletter to Shareholders SEC Filings (Form 20-F) (until fiscal year ended March 31, 2010). As previously disclosed, HSBC North America and HSBC. Certain statements in this press release including earnings guidance may be deemed to be forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended and Section 21E of the Securities Exchange Act of 1934, as amended. Corporate Responsibility. delivered compound annual revenue growth of 9 percent in local currency, as well as 9 percent compound annual growth in adjusted earnings per share. Citi is the leading global bank. HSBC Securities (USA) Inc. 2017 Registration document and annual fi nancial report The English language version of this report is a free translation from the original, which was prepared in French. Bank of America Corporation makes no representations or warranties with respect to the information contained herein and takes no responsibility for supplementing, updating, or correcting any such information. provides investment management services. Companies meet this requirement in many ways. Ask a question or report a problem concerning your investments, your investment account or a financial professional. Main Market of Bursa Malaysia Securities Berhad Stock Name: Muhibah Annual Report 2017 600 1100 1000 900 800 700 400 500 0 0. Robert Bandfield et al. We have made foundational changes. As an emerging markets-led and financing-focused bank, we provide coverage in 67 countries and territories. Find our Dodd-Frank stress test results on our regulatory page. Form 20-F for the fiscal year ended December 31, 2017 filed with the SEC under the Securities Exchange Act of 1934, as amended (Exchange Act), on February 20, 2018 (Form 20-F) and in HSBC USA Inc. Facebook, link opens in a new window operated by external parties and may not conform to the same accessibility policies as United; Twitter, link opens in a new window operated by external parties and may not conform to the same accessibility policies as United. Learn more> At Cormark, we partner with our clients to assist them in achieving their capital markets’ objectives. to promote market discipline; and III. , Merrill Lynch International and Wells Fargo Securities International Limited (together, the "Underwriters"), for whom BNP Paribas, Citigroup Global Markets Limited and J. (HSBC) stock quote, history, news and other vital information to help you with your stock trading and investing. 72 per share. Annual and Interim Reports archives. Morgan Securities plc Annual Report on Form 10-K The Annual Report on Form 10-K of By regular mail: JPMorgan Chase & Co. ) Consolidated Statement of Financial Condition As of the Year Ended December 31, 2016 And Report of Independent Registered Public Accounting Firm PUBLIC DOCUMENT Pursuant to Rule 17a-5 (e) (3) under the Securities Exchange Act of 1934. Parts of AEP's business operations are regulated by the Federal Energy Regulatory Commission (FERC). Paying Agent in Hong Kong The Hong Kong and Shanghai Banking Corporation Limited HSBC Main Building, 1 Queen's Road Central, Hong Kong. and its consolidated entities. After submitting your information, you will receive an email. Annual report 2017 Chairman's Statement While a number of challenges remain, the launch of the ringfenced bank expected at the beginning of April this year largely draws a line on large-scale restructuring, and we look forward to a more traditional business pattern, including the return to a more normal dividend pattern. IHG Annual Report and Form 20-F 2016 Strategic Report. 333-202524 Dated March 6, 2017 HSBC USA Inc. Financial reports You can find the financial reports of BBVA. Any parts of the Annual Financial Report not specifically incorporated by reference do not form part of this AIF. 01 - HSBC North America Holdings Inc. , and Wells Fargo Securities, LLC are the Co-Dealer Managers for the Tender Offer. to in this Annual Report and Accounts (including where a link is provided), and none of the information contained on such websites, are incorporated by reference in this report. PDF files can be opened on the browser by using Adobe Reader plug-in. Announces Early Participation Results for its Cash Tender Offer HSBC Securities (USA) Inc. 2018 Annual Report. 1 For stability, claims-paying ability and overall financial strength, Teachers Insurance and Annuity Association of America (TIAA) and TIAA-CREF Life Insurance Company (TIAA Life) are one of only three insurance groups in the United States to currently hold the highest possible rating from three of the four leading insurance company rating agencies: A. HSBC today announced a definitive agreement with the US Department of Justice (DOJ) to resolve its multi-year investigation of its legacy securitization, issuance and underwriting of residential. makes no representations or warranties with respect to the information contained herein and takes no responsibility for supplementing, updating, or correcting and such information. Investor Conference-HSBC: HK: Mar. HSBC Securities (USA) Inc. HOUSTON, TX / ACCESSWIRE / May 15, 2019 / Cub Energy Inc. Announces Early Tender Results of its Offer to Purchase for Cash Up to $1. About Investec Investec Group is represented in North America by Investec USA Holdings Corp, Investec Securities (US) LLC and Investec Inc. Annual Report 2017 UBS's Annual Report 2017 provides comprehensive information on the firm, its business, governance and financial performance. Dieter Zetsche, Chairman of the Board of Management, Head of Mercedes-Benz Cars, gave a short overview of the results of the business year 2017, which had been presented to the public the day before during our annual press conference. Annual Report for 2018-2019: Annual Report 2018-19: Business Responsibility Report 2018-19: AGM Notice 2018-19: AGM Attendance and proxy form: Annual Return in Form MGT-7 2018-19 : Annual Report of the Subsidiaries: HDFC Securities Limited: HDB Financial Services Limited : Annual Report for 2017-2018: Annual Report 2017-18: Business. Today, we have operations in over 20 countries, including the USA where we're known as Transamerica. 21MB · 2017-08-30 : 2017 Interim Results Announcement: 879KB · 2017-04-28 : First Quarterly Report of 2017: 619KB. From MarketWatch. If the funds invest in non-investment grade debt securities, distressed debt securities, defaulted debt securities, emerging market debt securities, mortgage and asset-backed securities, debt securities in a limited number of geographical market(s) or sector(s), the funds will be subject to a higher degree of risk. SSE has today published its 2017 Annual Report. Quai des Bergues 9-17, Case Postale 2888, CH-1211 Geneva 1, Switzerland. Shareholders may obtain, free of charge, a printed copy of the complete audited financial statements as contained in the Annual Report and Accounts 2017 from: US Communications, HSBC Bank USA, N. Note #1: For online sources, ALWAYS include the name of library database (OR full URL, if citing a non-library resource). Shares of Caterpillar fell 2% Wednesday after a report commissioned by the government accuses the manufacturer of tax and accounting fraud. & Bermuda: 1 877 522 3752 Outside the U. P A R T I Item 1. 000-22513 AMAZON. has been appointed as the tender agent and information agent for the Tender Offers. HSBC to Report Q3 Earnings: What's in Store for the Stock? is scheduled to announce third-quarter 2017 results on Oct 30, before the market opens. 1 For stability, claims-paying ability and overall financial strength, Teachers Insurance and Annuity Association of America (TIAA) and TIAA-CREF Life Insurance Company (TIAA Life) are one of only three insurance groups in the United States to currently hold the highest possible rating from three of the four leading insurance company rating agencies: A. 2018 Annual Report. Unaudited Statement of Financial Condition as of June 30, 2017 [PDF / 304KB] 2016 Deutsche Bank Securities Inc. Announces Cash Tender Offer for Certain of its Outstanding Debt Securities. Forward-looking statements may be identified by words like “anticipate,” “expect,” “project,” “believe,” “plan,” “estimate,” “intend” and similar words. (“Charlotte’s Web” or the “Company”) (CSE:CWEB,OTCQX:CWBHF), the market share leader in whole-plant hemp extract products, today reported financial results for the first quarter ended March 31, 2019. 1-10635 nike, inc. As a not-for-profit, self-regulatory organization whose operations are funded by member firm fees—without the support of any taxpayer dollars—FINRA must prudently manage its finances to ensure it can appropriately fund its mission to protect investors and promote market integrity in a manner that facilitates vibrant capital markets. BNP Paribas Securities Services has been commissioned by Airbus to provide 'registered share' services on behalf of Airbus and is your contact for the management of your Airbus shares Administrated registered shares: your shares are held and managed by your financial intermediary but are also registered with Airbus. Tarkett, a worldwide leader of innovative and sustainable flooring and sports surface solutions. ABN AMRO Group Annual Report 2017 1 Introduction Strategy and performance Risk, funding & capital Leadership Governance Annual Financial Statements Other Introduction / Notes to the reader Notes to the reader This is the Annual Report for 2017 of ABN AMRO, which consists of ABN AMRO Group N. German 2018 2017 2016 2015 2014 Responsibility Report 2017:. Annual Report 2017. 200 East Randolph Chicago, IL 60601 Phone: (312) 381-3310 Email. 4bn) Technology and innovation. HSBC Holdings plc Annual Report and Accounts 2017 --Employees set objectives, which connect business, team and individual goals, and are guided by expected behaviours aligned to our core values. Chase Bank USA, New York, NY 10017-2070 National Association JPMorgan Chase Holdings LLC J. ’s Annual Report on Form 10‑K for the fiscal year ended December 31, 2017 filed with the SEC under the Exchange Act on February 20, 2018. and other IPO experts, including company counsel, underwriters, and agents. Prudential plc Annual Report 2017 (Chinese) Inc, a company whose principal place of business is in the United States of America. The Company The Company is a variable capital investment company, incorporated under the laws of the Grand Duchy of. The report forecasts Asia's billionaires to be wealthier than their US counterparts in under three years. Once you are in the website, click on the SEARCH tab at the top, then enter HSBC Securities (USA) Inc. View our quarterly financial statements by selecting the year and the option you are interested in from the table below. See page 9 in Citi's 2017 Annual Report on Form 10-K for a summary of Tax Reform and a reconciliation of these results to reported results. Click here for the webcast. ISBN 978-0-9913332-5-7. Securities plc, Barclays Bank PLC, Deutsche Bank AG, London Branch, HSBC Securities (USA) Inc. DUBLIN, March 3, 2015 /PRNewswire/ -- Actavis plc (NYSE: ACT) today announced that it has priced an offering of $21 billion aggregate principal amount of senior unsecured notes in 10 tranches in a reg. Electronic delivery is great for a number of reasons:. Capped Buffer GEARS $ Securities Linked to the Russell 2000® Index due on or about June 29, 2018 Investment Description These Capped Buffer GEARS (the ''Securities'') are senior unsecured debt securities issued. Consolidated financial statements (PDF, 410 KB) Opens a new window in your browser. A cross reference to Form 20-F requirements is included on page 324. But as the yield curve on these investments have flattened, so have the returns. Registration Documents & Annual Financial Reports See the online version of the Registration document and annual financial report 2017. HSBC Securities (USA) Inc. Management's discussion and analysis (PDF, 1. Each and every employee of HSBC takes pride of being an employee at HSBC and his or her pride comes from the freedom of direct communication with the top management. 20 (USA), INC. 600% Notes due. HSBC Holdings plc Annual Report and Accounts 2017 265 Shareholder information. We have made foundational changes. Annual Reports. gov ISSUER FREE WRITING PROSPECTUS Filed Pursuant to Rule 433 Registration Statement No. The new HSBC Private Client Services Group would serve the wealth and tax advisory needs of high-net-worth individuals. Morgan Securities plc Annual Report on Form 10-K The Annual Report on Form 10-K of By regular mail: JPMorgan Chase & Co. Lloyds earned £3. Electronic delivery is great for a number of reasons:. 2018 Annual Report. He is responsible for all of the Group’s businesses based in the USA. Prologis, Inc. Director’s Take: The Fuss About Fees. You are provided a hyperlink to a third-party SEC Filings web site. HSBC MT on Facebook This link will. NGL Energy Partners LP (NYSE: NGL) announced today that the Partnership filed its Annual Report on Form 10-K for the year ended March 31, 2019 with the Securities and Exchange Commission after. Please forward your request to the website of our depositary bank, Citibank, N. 20549 FORM 20-F ANNUAL REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO SECTION 13 OR 15(d) of THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2017 Commission File Number: 001-38032 Ardagh Group S. Vanguard Investments Australia Ltd (ABN 72 072 881 086 / AFS Licence 227263) is the product issuer. Annual Reports Annual Report English. Annual reports have been a Securities and Exchange Commission (SEC) requirement for businesses owned by the public since 1934. Upon request, DaVita will provide holders of its securities, within a reasonable period of time following the request, a hard copy of DaVita's complete audited financial statements free of charge. Information about the business to be considered at the 2017 Annual General Meeting ("AGM") is set out below. is a Maryland corporation and its principal business is to act as a holding company for its subsidiaries including HSBC Bank USA, N. Morgan Securities LLC and MUFG Securities Americas Inc. Access the most recent reports as well as archived reports below. Capped Buffer GEARS $ Securities Linked to the Russell 2000® Index due on or about June 29, 2018 Investment Description These Capped Buffer GEARS (the ''Securities'') are senior unsecured debt securities issued. The report includes information covering SSE’s financial performance in the 2016/17 financial year and covers details on SSE’s strategy, approach to risk management, as well as full reports from each of SSE’s Board committees. Any parts of the Annual Financial Report not specifically incorporated by reference do not form part of this AIF. • For issuers that have registered securities under Section 12(b) or 12(g) of the US Securities Exchange Act of 1934 (the Exchange Act) – generally, equity securities listed on the NYSE or quoted on Nasdaq – certain additional unaudited selected financial data for each full quarter within the two most recent fiscal years and. To our owners, a great deal in 2017 and look forward to building on our momentum. , Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc. ) and 647-689-4183 (outside the U. Corporate Overview. DIRECTORS’ REPORT FOR THE YEAR ENDED MARCH 31, 2017 The Shareholders HSBC Asset Management (India) Private Limited The Directors of HSBC Asset Management (India) Private Limited (the Company/AMIN) have pleasure in submitting their report along with the audited financials for the Financial Year ended March 31, 2017. In addition to name changes announced under the Transfer Scheme in April, The Royal Bank of Scotland N. The company traces its roots to the city, where C. Director of Education and Advocacy Lori Schock explains how investment fees can shrink your portfolio. HSBC Holdings plc Annual Report and Accounts 2018 1 Additional Information Financial Statements Corporate Governance Financial Review Strategic Report Additional. , please click on the link below. HSBC's presence in what is now the UAE dates back to 1946 when The Imperial Bank of Iran, a forerunner of HSBC Bank Middle East, opened its doors to the merchants and citizens of the Emirates. Issuance programmes. HSBC Holdings plc Annual Report and Accounts 2017 265 Shareholder information. OSB's dividend yield, history, payout ratio, proprietary DARS™ rating & much more! Dividend. Generate Full Report Add to Watchlist Values as of: 2019-07-06. FIS will retain 40 percent. HSBC Holdings plc is a British multinational banking and financial services holding company. 2017 Annual Report (PDF) 2018 Proxy Statement (PDF) Wells Fargo: Committed to our Vision & Values and Focused on our Goals (PDF) 2016 Annual Report (PDF) 2017 Proxy Statement (PDF). 20549 form 20-f ‘ registration statement pursuant to section 12(b) or (g) of the securities exchange act of 1934 or Í annual report pursuant to section 13 or 15(d) of the securities exchange act of 1934 for the fiscal year ended december 31, 2016 or. Annual Report 2017. As of March 31, 2019, the company owned or had investments in, on a wholly owned basis or through co-investment ventures, properties and development projects expected to total approximately 772 million square feet (72 million square meters) in 19 countries. Issaquah, Washington October 2017 – May 2018 8 months. Morgan Securities LLC J. Hitachi Investor Relations website contains financial information, annual reports, IR library and more information. 2017 Form 10-K 1. Aegon is one of the world's leading providers of life insurance, pensions and asset management. Once you are in the website, click on the SEARCH tab at the top, then enter HSBC Securities (USA) Inc. Morgan Securities plc Annual Report on Form 10-K The Annual Report on Form 10-K of By regular mail: JPMorgan Chase & Co. 2 The offers for HSBC World Elite Mastercard are available to successful applicants who have not, in the 12 months prior to submitting the application, held an HSBC World Elite Mastercard, HSBC Premier World Elite Mastercard or HSBC Jade World Elite Mastercard. , please click on the link below. Click here for the webcast. Announces Early Participation Results for its Cash Tender Offer HSBC Securities (USA) Inc. Dodd-Frank stress test results. Read our 2018 Annual Report, 10-K, and Shareholder Letter. 452 Fifth Avenue, New York, 10018, United States Paying Agent in Switzerland HSBC Private Bank (Suisse) S. According to a report from UBS and PwC, Asia is home to 814 individuals with a combined net worth of $2. (TSX:BRP)(NYSE:BRP) today announced that it has filed its 2014 Annual Report, including its audited financial statements for the year ended December 31, 2014, with the SEC on EDGAR as well as with the Canadian securities authorities on SEDAR. Interactive online report Opens a new window in your browser; Full Annual Report (PDF, 3. Facebook, Inc. (the Company) makes no representation or warranty as to the completeness or accuracy of the statements made in any section and the Company disclaims any duty to update them. From MarketWatch. The HSBC Group evolved from The Hongkong and Shanghai Banking Corporation Limited (Hongkong Bank), which was founded in Hong Kong with offices in Shanghai and London and an agency in San Francisco. The Annual Report and Accounts 2017 contains certain forward-looking statements with respect to HSBC's financial condition, results of operations and business. Announces Early Participation Results for its Cash Tender Offer HSBC Securities (USA) Inc. Shareholders who wish to receive a paper copy of the Annual Report and Accounts should contact HSBC's registrars. BOULDER, CO, May 28, 2019 /PRNewswire/ – Charlotte’s Web Holdings, Inc. Annual Reports Annual Report English. Beginning in 2022, annual cost exceeds total income, and therefore the com-. "SunTrust Advisors" may be officers and/or associated persons of the following affiliates of SunTrust Banks, Inc. RBC Dominion Securities Inc. IHG Annual Report and Form 20-F 2016 Strategic Report. Click here for the webcast. Shareholders may obtain, free of charge, a printed copy of the complete audited financial statements as contained in the Annual Report and Accounts 2017 from: US Communications, HSBC Bank USA, N. Please be aware that our subsidiaries are usually not quoted and thus do not necessarily need to produce and publish an Annual Report. , Credit Agricole Securities (USA) Inc. This site contains forward-looking statements within the meaning of Section 27A of the Securities Act of 1933 and Section 21E of the Securities Exchange Act of 1934. HSBC Holdings plc Annual Report and Accounts 2017. Current Reports. In this week’s Financial Crime Wave, the U. Annual Report for 2018-2019: Annual Report 2018-19: Business Responsibility Report 2018-19: AGM Notice 2018-19: AGM Attendance and proxy form: Annual Return in Form MGT-7 2018-19 : Annual Report of the Subsidiaries: HDFC Securities Limited: HDB Financial Services Limited : Annual Report for 2017-2018: Annual Report 2017-18: Business. Prologis, Inc. , through a new subsidiary, Wealth and Tax Advisory Services USA Inc. gov ISSUER FREE WRITING PROSPECTUS Filed Pursuant to Rule 433 Registration Statement No. , click DISPLAY, then click on the HSBC Securities (USA) Inc. eXtensible Business Reporting Language ( XBRL ) data filings with the U. , Attn most recent Annual Report on Form 20-F and. Government Money Market Fund FTRXX HUMXX HGDXX HGEXX HGIXX HGGXX HGFXX RGYXX HSBC U. Annual Press, Investor and Analyst Conference. Except as otherwise indicated, data cited in this report is as of March 31, 2015. HSBC Holdings plc Annual Report and Accounts 2017 --Employees set objectives, which connect business, team and individual goals, and are guided by expected behaviours aligned to our core values. SEC Filings Get access to filings such as 8-K, 10-K, 13-D, Proxy Statements and more. It is owned by the Hongkong and Shanghai Banking Corporation Limited, the founding member of the HSBC Group, which was established in Hong Kong and Shanghai in 1865. 2004 Omnibus Stock and Incentive Plan (PDF 137 KB) Annual Report (PDF 398 KB) Best Buy Co. Consistent with the objectives of the government’s debt-management strategy for 2017–18, debt activities focused on refinancing government debt coming to maturity, raising stable and low-cost funding for government programs and services, and maintaining a liquid and well-functioning market for Government of Canada securities. 20549 FORM 10-K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED DECEMBER 31, 2016 Commission File Number 1-14387 United Rentals, Inc. Stockholder Services. as filed with the U. View the HSBC U. 5 billion underwritten public offering of its senior unsecured notes, consisting of $400 million of Floating Rate Notes due 2023 (the "2023 Floating Rate Notes"), $500 million of 2. HSBC Global Asset Management (USA) Inc. It was renamed "The Hongkong and Shanghai Banking Corporation Limited" in 1989. 2018 ANNUAL REPORT Walmart Inc. securities are an indirect obligation of the Irish government, and are expected to be called by March 2020. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2017 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to. Though the New York Fed expects primary dealers to report accurately, the New York Fed itself does not audit the data. Annual Report 2017 Mar 15, 2018. HSBC Private Bank, A division of HSBC Bank, USA, Marketable Securities. STOCKHOLDER INFORMATION A copy of the company's current Annual Report on Form 10-K as filed with the Securities and Exchange Commission is available by writing to: James J.